1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Warrant
(1)
|
(3)
|
(4)
|
Common stock, par value $0.0001
|
1,500,000
|
$
11.5
|
I
|
See Footnote
(2)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
In connection with the initial public offering of Rodgers Silicon Valley Acquisition Corp. (the "Company"), the reporting persons acquired 3,000,000 units (the "Units") for $10.00 per Unit. Each Unit consists of one share of common stock, par value $0.0001 per share (the "Common Stock"), of the Company and one-half of one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants"). |
(2) |
Park West Asset Management LLC (the "Reporting Person") is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. Immediately following the Company's initial public offering, PWIMF held 2,729,523 Units and PWPI held 270,477 Units. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. |
(3) |
The Warrants will become exercisable at any time commencing on the later of (a) 12 months from the closing of the offering or (b) 30 days after the completion of the Company's initial business combination. |
(4) |
The Warrants will expire 5 years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation. |